Key responsibilities
As Compliance Officer:
- Reporting to governmental regulatory authorities
- Conducting internal compliance reviews
- Assisting with the preparation of board and senior executive reporting materials
- Supporting reviews of internal processes and control
- Initiating and documenting staff compliance training
- Updating internal risk assessments, policies and procedural documents, etc.
- Support for other members of the NomuPay group of companies as needed
- Developing, monitoring, enhancing and continuously reviewing the MSO’s AML/CTF systems to ensure they are up-to-date, meet statutory and regulatory requirements, and effectively manage all money laundering and terrorist financing risks;
As AML Officer:
- Acting as a central reference point for reporting suspicious transactions and the main point of contact with the Joint Financial Intelligence Unit (“JFIU”) and law enforcement agencies;
- Identifying and reporting suspicious transactions;
- Overseeing and/or reviewing internal disclosures, exception reports, and all available relevant information to determine whether or not to file a report to the JFIU;
- Ensuring AML/CTF staff training is adequate, appropriate, and effective.
- Maintaining all records related to such internal reviews.
What you’ll bring
- Excellent analytical problem-solving skills, as well as communication skills, with the ability to communicate effectively with different stakeholders, both verbally and in writing.
- Proficiency in both written and spoken English.
- Strong understanding of financial services regulations, data protection, and anti-money laundering laws and regulations.
Experience and requirements
- At least five years of relevant professional experience, either in an AML or Compliance function for a financial regulated firm.
The candidate can choose to work in the company offices in Hong Kong - Kowloon, to work from home, or to adopt a hybrid working arrangement. Occasional in-person meetings in the company’s offices will be required.
